Author: Jeff Erez
In July 2021, a former client of Ocean Financial Services, LLC filed a FINRA arbitration claim for losses sustained from investments in Northstar Financial Services (Bermuda). The investors were clients of broker Sandro Olivos (CRD# 3228574). The causes of action … Continue reading
Were you the victim of Cape Securities, Inc. broker Samuel Bruce Phillips Jr. (CRD# 2239471) who is accused of unsuitable investment recommendations in Nelson Partners’ Skyloft is a private placement investment in commercial real estate. Samuel Bruce Phillips Jr. Customer Complaints … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Pruco Securities, LLC broker Paul Lekousis (CRD# 2545673), who suffered insurance losses. He has been registered with Pruco Securities, LLC in Downers Grove, Illinois, … Continue reading
There are options for customers of RBC Capital Markets, LLC broker Paul Meyer (CRD# 3062534) who suffered investment losses. He has been registered with RBC Capital Markets, LLC in Minnetonka, Minnesota, since 2017. Previously, he was registered with Morgan Stanley … Continue reading
Erez Law is currently investigating United Planners’ Financial Services Of America A Limited Partner broker James Tausz (CRD# 442956) related to alternative investment losses. He has been registered with United Planners’ Financial Services Of America A Limited Partner in Clarion, … Continue reading
Erez Law recently filed a FINRA arbitration against Morgan Stanley. Their customer alleges investment losses due to recommendations by Morgan Stanley broker Sean Righter (CRD#5419832). Sean Righter has been a registered representative of Morgan Stanley in Irvine, California, since 2009. … Continue reading
Were you the victim of investment losses with former Monmouth Capital Management LLC and Newbridge Securities Corporation broker Caz Craffy (CRD# 5222223)? He was registered with Monmouth Capital Management LLC in Pleasant Beach, New Jersey, from 2021 to 2022, when … Continue reading
Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Centaurus Financial, Inc. broker Marc Korsch (CRD# 5525226). He has been registered with Arkadios Capital in Atlanta, Georgia, since March 2021. Previously, … Continue reading
Erez Law is currently investigating former H. Beck, Inc. broker Carolyn Valentine (CRD# 2532412) regarding real estate investment losses. She has been registered with Cambridge Investment Research, Inc. in Canton, Ohio, since 2019. Previously, she was registered with H. Beck, … Continue reading
Can I recover losses from investments with Moloney Securities Co., Inc. broker Jeffrey Morris (CRD# 2478499)? He has been registered with Moloney Securities Co., Inc. in Estes Park, Colorado, since 2012. Jeffrey Morris Customer Complaints He has been the subject … Continue reading