Author: Jeff Erez
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Wells Fargo Clearing Services, LLC broker Jeremy Maurer (CRD# 5801701). He has been registered with Wells Fargo Clearing Services, LLC in Roseville, California, … Continue reading
Were you the victim of Merrill Lynch, Pierce, Fenner & Smith Incorporated broker Brittany Ingman (CRD# 6760182)? She has been registered with Merrill Lynch, Pierce, Fenner & Smith Incorporated in Punta Gorda, Florida, since 2017. Brittany Ingman Customer Complaints She … Continue reading
Can you recover losses due to stock recommendations by J.P. Morgan Securities LLC broker Timothy Hawkins (CRD# 5800637)? He has been registered with J.P. Morgan Securities LLC in San Francisco, California, since 2011. Timothy Hawkins Customer Complaints He has been … Continue reading
Dempsey Lord Smith, LL broker Joel Goldberg (CRD# 6590746) is accused of unsuitable investment recommendations. He has been registered with Dempsey Lord Smith, LLC in Dalton, Georgia, since 2016. Joel Goldberg Customer Complaints He has been the subject of one … Continue reading
Were you the victim of Morgan Stanley broker Ryan Caldwell (CRD# 6642132)? He was registered with Morgan Stanley in New York, New York, from 2017 to 2023, when he was terminated regarding, “Allegations that employee used an unapproved third-party communication … Continue reading
There are options for clients of Edward Jones broker Jeremy Raverty (CRD# 6756949) who suffered investment losses. He has been registered with Edward Jones in Prescott, Wisconsin, since 2017. Jeremy Raverty Customer Complaints He has been the subject of one … Continue reading
Former Ameriprise Financial Services, LLC broker Drew Peacock (CRD# 5834481) is accused of making recommendations leading to client investment losses. He was registered with Ameriprise Financial Services, LLC in Pensacola, Florida, from 2019 to 2024, when he was terminated regarding, … Continue reading
Emerson Equity LLC broker Fred Chen (CRD# 5766069) is accused of corporate debt losses. He has been registered with Emerson Equity LLC in Irvine, California, since 2020. He was registered with Arque Capital, Ltd. in Irvine, California, from 2018 to … Continue reading
Erez Law is currently investigating former Emerson Equity LLC broker Mark Creason (CRD# 6617847) regarding real estate security losses. He has been registered with Metric Financial, LLC in Atlanta, Georgia, since 2023. He was registered with Emerson Equity LLC in … Continue reading
Former UBS Financial Services Inc. broker Paul Murans (CRD# 3266607) has three pending customer complaints for investment losses. He has been registered with Thurston Springer Financial in Indianapolis, Indiana, since October 2017. Previously, he was registered with UBS Financial Services … Continue reading