Cetera Advisor Networks LLC Broker Barry Debany Accused of Unauthorized Trades
Posted on Wednesday, August 19th, 2020 at 9:13 pm
Erez Law is currently investigating Cetera Advisor Networks LLC broker Barry Debany (CRD# 2208573) regarding unauthorized trades. Debany has been registered with Cetera Advisor Networks LLC in Tarrytown, New York since 2013.
Debany has been the subject of two customer complaints between 2006 and 2020, one of which was denied, according to his CRD report:
June 2020. “Client alleges RR placed trades without her authorization and did not take tax implications into consideration.” The case is currently pending.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Cetera Advisor Networks LLC may be liable for investment or other losses suffered by Debany’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If and have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.