United Planners’ Financial Services of America A Limited Partner broker Aaron Sevigny (CRD# 4314368) faces accusations of alternative investment losses. He has been registered with United Planners’ Financial Services of America A Limited Partner in Bonita Springs, Florida, since 2006.
Aaron Sevigny Customer Complaints
He has been the subject of five customer complaints between 2021 and 2026, according to his CRD report:
January 2026. “Violation of Section 10(b) of the Exchange Act and Rule 10b-5, Section 20(a) Controlling Person Liability Under the Exchange Act, Violation of RICO, 18 U.S.C. § 1962(c), RICO Conspiracy, 18 U.S.C. § 1962(d), New Jersey Consumer Fraud Act, N.J.S.A. 56:8-1 et seq., Common-Law Fraud, Breach of Fiduciary Duty, Negligence, Aiding and Abetting Fraud and Breach of Fiduciary Duty.” The case is currently pending. The complaint was regarding alternative investments.
January 2026. “Breach of contract and warranties, promissory estoppel, violation of the consumer protection and deceptive trade practices act, violation of state securities statutes, fraud, breach of fiduciary duty, negligence and gross negligence, misrepresentation/ommission and negligent misrepresentation/omission, unjust enrichment, common law, statutory claims and damages, and vicarious & control person liability.” The customer is seeking $1,000,000 in damages, and the case is currently pending. The complaint was regarding alternative investments.
July 2021. “Unsuitability, common law fraud, breach of contract, breach of fiduciary duty, negligence, aiding and abetting fraud and violation of Florida Securities Act.” The case was settled for $102,600. The complaint was regarding alternative investments.
May 2021. “Claimant alleges breach of fiduciary duty, breach of contract negligence and negligent supervision.” The customer sought $499,999 in damages, and the case was settled for $49,500. The complaint was regarding alternative investments.
January 2021. “Claimant alleges breach of fiduciary duty, failure to supervise and unsuitability.” The case was settled for $25,000. The complaint was regarding alternative investments.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, United Planners’ Financial Services of America A Limited Partner may be liable for investment or other losses suffered by Aaron Sevigny’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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