Options for Clients of Former Center Street Securities, Inc. Broker Vincent Annable
Posted on Thursday, June 24th, 2021 at 5:17 pm
Erez Law is currently investigating former Center Street Securities, Inc. broker Vincent Annable (CRD# 1033573) regarding alternative investment losses. Annable was registered with Center Street Securities, Inc. in Scottsdale, Arizona from 2015 to 2020.
Annable has been the subject of one customer complaint, according to his CRD report:
April 2021. “Failure of due diligence, unsuitable and over concentration.” The customer is seeking $100,000 in damages and the case is currently pending. The complaint was regarding alternative investments.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Center Street Securities, Inc. may be liable for investment or other losses suffered by Annable’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.