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Private Placement Investment Loss Options with National Securities Corp. Broker Troy Goldberg

Posted on Wednesday, August 5th, 2020 at 8:37 pm    

Erez Law is currently investigating National Securities Corp. broker Troy Goldberg (CRD# 2342989) regarding unsuitable recommendations with regard to a private placement. Goldberg has been registered with National Securities Corp. in Boca Raton, Florida since 2007 and National Asset Management, Inc. in Boca Raton, Florida since 2015. 

Goldberg has been the subject of 13 customer complaints between 1998 and 2020, according to his CRD report. Recent complaints are regarding: 

January 2020. “Unsuitable recommendation with regard to a private placement.” The customer is seeking $125,000 in damages and the case is currently pending. 

November 2019. “Unsuitable recommendation with regard to a private placement.” The customer is seeking $200,000 in damages and the case is currently pending. 

November 2019. “Unsuitable recommendation with regard to a private placement.” The customer is seeking $75,000 in damages and the case is currently pending. 

November 2019. “Unsuitable recommendation with regard to a private placement.” The customer is seeking $75,000 in damages and the case is currently pending. 

November 2019. “Unsuitable recommendation with regard to a private placement.” The customer is seeking $100,000 in damages and the case is currently pending. 

November 2019. “Unsuitable recommendation with regard to a private placement.” The customer is seeking $65,000 in damages and the case is currently pending. 

Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, FIRM may be liable for investment or other losses suffered by Goldberg’s customers.

Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If and have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.