National Investment Fraud Lawyers

¿Perdió en bonos y fondos de Puerto Rico?

Wells Fargo Clearing Services, LLC Broker Tiffany Callahan Recovery Loss Options

Posted on Wednesday, October 28th, 2020 at 11:41 am    

Wells Fargo

Were you the victim of Wells Fargo Clearing Services, LLC broker Tiffany Callahan (CRD# 5145572)? Callahan has been registered with Wells Fargo Clearing Services, LLC in Tucson, Arizona since 2015. 

Callahan has been the subject of one customer complaint, according to his CRD report:

June 2020. “Claimant alleges fraudulent misrepresentation regarding fees that were charged for account transactions.” The customer is seeking $132,374.67 in damages and the case is currently pending. 

Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Wells Fargo Clearing Services, LLC may be liable for investment or other losses suffered by Callahan’s customers.

Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If and have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.