How to Bring a Claim Against Barred Former Woodbury Financial Services, Inc. Broker Stephen Fry
Posted on Tuesday, May 5th, 2020 at 9:02 pm
Were you the victim of former Woodbury Financial Services, Inc. broker Stephen Fry (CRD# 2928258)? Fry was registered with Woodbury Financial Services, Inc. in Germantown, Tennessee from 2011 to 2019.
In December 2019, FINRA barred Fry after he failed to respond to FINRA request for information.
Fry has been the subject of one customer complaint, according to his CRD report:
November 2019. “Conversion of funds belonging to family relative.” The customer is seeking $1,261,000 in damages and the case is currently pending.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Woodbury Financial Services, Inc. may be liable for investment or other losses suffered by Fry’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If and have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.