Newbridge Securities Corporation Broker Scott Brooks GPB Capital Holdings Losses Investigation
Posted on Tuesday, April 21st, 2020 at 4:08 pm
Did Newbridge Securities Corporation broker Scott Brooks (CRD# 3235252) recommend you invest in GPB Capital Holdings’ private placements? Brooks has been registered with Newbridge Securities Corporation in San Clemente, California since 2007.
Brooks has been the subject of two customer complaints between 2007 and 2021, according to his CRD report. The most recent complaint is regarding:
August 2021. “Claimant alleges: negligence, misrepresentation, breach of contract, breach of fiduciary duty.”
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Newbridge Securities Corporation may be liable for investment or other losses suffered by Brooks’ customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.