How to Bring a Claim Against Raymond James & Associates, Inc. Broker Robert Radli Jr.
Posted on Tuesday, June 16th, 2020 at 3:24 pm
Did you lose money investing with Raymond James & Associates, Inc. broker Robert Radli Jr. (CRD# 1076710)? Radli has been registered with Raymond James & Associates, Inc. in Palm Beach Gardens, Florida since 2011.
Radli has been the subject of two customer complaints between 2016 and 2020, one of which was denied, according to his CRD report:
March 2020. “Client alleges unsuitable makeup of investments which resulted in losses. Allegation Activity Dates: 6/3/11 – 2/28/20.” The customer is seeking $800,000 in damages and the case is currently pending. The complaint took place while Radli was registered with Raymond James & Associates, Inc. and was regarding sector concentration and equities.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Raymond James & Associates, Inc. may be liable for investment or other losses suffered by Radli’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If and have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.