How to Bring a Claim Against Stifel, Nicolaus & Company, Incorporated Broker Robert Holland
Posted on Monday, April 12th, 2021 at 6:18 pm
Erez Law is interested in speaking with investors who may have suffered losses due to investments with Stifel, Nicolaus & Company, Incorporated broker Robert Holland (CRD# 1962105). Holland has been registered with Stifel, Nicolaus & Company, Incorporated in Billings, Montana since 2011.
Holland has been the subject of one customer complaints in 2020, according to his CRD report:
November 2020. “Claimant alleges negligence and breach of fiduciary duty.” The customer is seeking $200,000 in damages and the case is currently pending. The case was regarding common and preferred stocks.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Stifel, Nicolaus & Company, Incorporated may be liable for investment or other losses suffered by Holland’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If and have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.