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Erez Law Investigates Former Laidlaw & Company (Uk) Ltd. Broker Rikin Jobanputra

Posted on Monday, August 2nd, 2021 at 6:59 pm    

Laidlaw and Company

Were you the victim of former Laidlaw & Company (Uk) Ltd. broker Rikin Jobanputra (CRD# 5763695)? Jobanputra has been registered with Joseph Gunnar & Co. LLC in New York, New York since 2017. Previously, Jobanputra was registered with Laidlaw & Company (Uk) Ltd. in New York, New York from 2012 to 2017.

Jobanputra has been the subject of two customer complaints in 2021, according to his CRD report:

March 2021. “Client alleges unsuitability.” The customer is seeking $100,000 in damages and the case is currently pending. The complaint took place while Jobanputra was registered with Laidlaw & Company (Uk) Ltd. and was regarding equity OTC, common and preferred stocks, and private placements. 

January 2021. “Client alleges unsuitability, overconcentration and excessive commissions.” The customer is seeking $58,366 in damages and the case is currently pending. The complaint took place while Jobanputra was registered with Laidlaw & Company (Uk) Ltd. and was regarding equity OTC and common and preferred stocks.

Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Laidlaw & Company (Uk) Ltd. may be liable for investment or other losses suffered by Jobanputra’s customers.

Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.