fbpixel
888-840-1571

National Investment Fraud Lawyers

¿Perdió en bonos y fondos de Puerto Rico?

Dawson James Securities, Inc. Broker Rebecca Belicek Recovery Loss Options

Posted on Tuesday, September 29th, 2020 at 8:27 pm    

Dawson James Securities

Did you lose money investing with Dawson James Securities, Inc. broker Rebecca Belicek (CRD# 2106922)? Belicek has been registered with Dawson James Securities, Inc. in New York, New York since 2013. 

Belicek has been the subject of one customer complaint, according to her CRD report:

February 2020. “Failure to supervise and breach of fiduciary responsibility.” The customer is seeking $670,237 in damages and the case is currently pending. The complaint was regarding direct investments and common and preferred stocks.

Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Dawson James Securities, Inc. may be liable for investment or other losses suffered by Belicek’s customers.

Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If and have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.