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Former Financial West Group and Western International Securities, Inc. Broker Margareta Childs Investment Loss Options

Posted on Monday, February 24th, 2020 at 9:06 pm    

California

Are you interested in learning your options due to investment losses with former Financial West Group and Western International Securities, Inc. broker Margareta Childs (CRD# 1495891)? Childs was with Western International Securities, Inc. in Irvine, California from 2017 to 2019. Previously, Childs was registered with Financial West Group in Irvine, California from 2002 to 2017.

In September 2019, FINRA barred Childs after she failed to respond to FINRA request for information.

Childs has been the subject of two customer complaints between 1997 and 2019, one of which was denied, according to her CRD report:

February 2019. “Breach of Loan Agreements; Estoppel; Money Lent; Fraud; and Constructive Trust.” The customer is seeking $208,325.12 in damages and the case is currently pending. The complaint took place while Childs was registered with Financial West Group and Western International Securities, Inc.

Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Financial West Group and Western International Securities, Inc. may be liable for investment or other losses suffered by Childs’ customers.

Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If and have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.