Did Former Suntrust Advisory Services, Inc. Broker Luisa Gonzalez Make Unsuitable Investment Recommendations?
Posted on Monday, August 16th, 2021 at 3:10 pm
Erez Law is currently investigating former Suntrust Advisory Services, Inc. broker Luisa Gonzalez (CRD# 2765208) regarding unsuitable investment recommendations. Gonzalez has been registered with The Leaders Group, Inc. in Littleton, Colorado since 2020. Previously Gonzalez was registered with PNC Investments in Orlando, Florida from 2017 to 2019. Prior to that, Gonzalez was registered with Suntrust Advisory Services, Inc. in Kissimmee, Florida from 2016 to 2017.
Gonzalez has been the subject of two customer complaints between 2008 and 2021, according to his CRD report. The most recent complaint is regarding:
May 2021. “Claimant alleges that investment was unsuitable.” The customer is seeking $100,000 in damages and the case is currently pending. The complaint was regarding GIC and took place while Gonzalez was registered with Suntrust Investment Services, Inc.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Suntrust Investment Services, Inc. may be liable for investment or other losses suffered by Gonzalez’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.