Center Street Securities, Inc. broker Lawrence Hardee (CRD# 1701419) faces his first complaint regarding unsuitable investment recommendations. Hardee has been registered with Center Street Securities, Inc. in Brentwood, Tennessee since 2011. During his 33-year career, Hardee was previously registered with Brookstone Capital Management LLC in Brentwood, Tennessee from 2007 to 2015, Essex Securities LLC in Atlanta, Georgia from April to December 2005, American General Securities Incorporated in Phoenix, Arizona from 2000 to 2005, and First Investors Corporation from 1987 to 1988.
Hardee has been the subject of one customer complaint, according to his CRD report:
July 2020. “Unsuitable, over concentrated in Jan 2017.” The customer is seeking $100,000 in damages and the case is currently pending.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Center Street Securities, Inc. may be liable for investment or other losses suffered by Hardee’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If and have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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