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Investment Loss Options for Clients of Former Equitable Advisors, LLC Broker Kevin Klickna

Posted on Wednesday, September 8th, 2021 at 9:07 pm    

Equitable Advisors

Were you the victim of former Equitable Advisors, LLC broker Kevin Klickna (CRD# 5640324)? Klickna was registered with Equitable Advisors, LLC in Springfield, Illinois from 2013 to 2021, when he was terminated regarding “RR discharged due to repeated document integrity issues involving client signatures and an allegation of establishing an online client account without authorization.”

Klickna has been the subject of three customer complaints between 2020 and 2021, according to his CRD report:

May 2021. “Client alleges she did not authorize an account rollover, and verified the signature on the rollover form was a forgery.” The case is currently pending. The complaint was regarding a variable annuity. 

March 2020. “Clients allege RR forged the client’s initials on the life insurance replacement form in 2020.” The case is currently pending. 

March 2020. “Clients allege RR forged the client’s initials on the life insurance replacement form in 2020.”

Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Equitable Advisors, LLC may be liable for investment or other losses suffered by Klickna’s customers.

Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.