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Investigation of Edward Jones Broker James Bowdish

Posted on Monday, May 24th, 2021 at 7:44 pm    

Edward Jones

Were you the victim of Edward Jones broker James Bowdish (CRD# 3123554)? Bowdish has been registered with Edward Jones in Raleigh, North Carolina since 1998. 

Bowdish has been the subject of two customer complaints between 2008 and 2020, one of which was denied, according to his CRD report:

December 2020. “Plaintiffs allege that during the time period of December 5, 2017, Defendants failed to make timely life insurance premiums and therefore allowed the policy to lapse.” The customer is seeking $651,444 in damages and the case is currently pending. The complaint was regarding insurance losses.

Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Edward Jones may be liable for investment or other losses suffered by Bowdish’s customers.

Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.