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Dai Securities, LLC Broker Jack Michaletz Recovery Loss Options

Posted on Monday, June 7th, 2021 at 6:44 pm    

Dai Securities

Erez Law is interested in speaking with investors who may have suffered losses due to investments with Dai Securities, LLC broker Jack Michaletz (CRD# 5773608). Michaletz has been registered with Dai Securities, LLC in Mankato, Minnesota since 2012. Previously, Michaletz was registered with Concorde Investment Services, LLC in Mankato, Minnesota from 2015 to 2018 and with Triad Advisors, Inc. in Mankato, Minnesota from 2011 to 2015.

Michaletz has been the subject of one customer complaint, according to his CRD report:

January 2021. “Claim alleges breach of fiduciary duty, unsuitable recommendations, fraudulent or negligent misrepresentations or omissions, and violation of FINRA Rules 2010 and 2020, in connection with investments made in 2013-2018.” The customer is seeking $457,000 in damages and the case is currently pending. The complaint is regarding direct investments and LP interests. The complaint took place while Michaletz was registered with Concorde Investment Services, LLC and Triad Advisors, Inc. 

Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Dai Securities, LLC may be liable for investment or other losses suffered by Michaletz’s customers.

Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.