Investment Losses with Aegis Capital Corp. Financial Advisor Damian Mamane
Posted on Thursday, December 13th, 2018 at 9:05 am
Did you lose money investing with Aegis Capital Corp. financial advisor Damian Mamane (CRD# 4424077)? Mamane has been registered with Aegis Capital Corp. in Boca Raton, Florida since 2014.
Mamane has been the subject of two customer complaints between 2013 and 2017, one of which was withdrawn, according to his CRD report:
June 2017. “Time frame: unspecified. Claimant alleges fraud, excessive trading, churning, unauthorized trading, breach of fiduciary duty, unsuitability, breach of contract, negligence and deceptive practices.” The customer is seeking $600,000 in damages and the case is currently pending. The case is regarding common and preferred stocks.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Aegis Capital Corp. may be liable for investment or other losses suffered by Mamane’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If and have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.