How Investors Can Sue Former Questar Capital Corporation Financial Advisor Jerry Michna
Posted on Saturday, January 5th, 2019 at 10:03 am
Have you been the victim of former Questar Capital Corporation financial advisor Jerry Michna (CRD# 2711435)? Michna has been registered with Cetera Advisor Networks LLC in Louisville, Ohio since August 2017. Previously, Michna was registered with Questar Capital Corporation in Louisville, Ohio from 2006 to August 2017.
Michna has been the subject of two customer complaints between 2016 and 2018, according to his CRD report:
July 2018. “Letter received from attorney on behalf of client alleging various energy sector equities purchased in 2013 and 2014 were unsuitable.” The customer is seeking $250,000 in damages and the case is currently pending. The case is regarding common and preferred stocks.
April 2016. “Complaint received alleging unsuitable sale of various equity securities.” The customer sought $70,000 in damages and the case was settled for $75,000. The case was regarding common and preferred stocks.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Questar Capital Corporation may be liable for investment or other losses suffered by Michna’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If and have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.