Investment Loss Options for Clients of Wells Fargo Clearing Services, LLC Broker Henry Krich
Posted on Tuesday, October 27th, 2020 at 8:37 pm
Erez Law is currently investigating Wells Fargo Clearing Services, LLC broker Henry Krich (CRD# 4044044) regarding customer investment losses. Krich has been registered with Wells Fargo Clearing Services, LLC in Phoenix, Arizona since 2015.
Krich has been the subject of two customer complaints between 2010 and 2020, one of which was denied, according to his CRD report:
May 2020. “Claimant alleges that FA failed to follow instructions to implement protection for his account.” The case is currently pending. The complaint was regarding direct investments.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Wells Fargo Clearing Services, LLC may be liable for investment or other losses suffered by Krich’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If and have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.