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Private Placement Losses with Former Dinosaur Financial Group, L.L.C. Broker Gerald Brodsky

Posted on Tuesday, October 12th, 2021 at 12:48 am    

Dinosaur Financial Group

Did you lose money investing with former Dinosaur Financial Group, L.L.C. broker Gerald Brodsky (CRD# 1172647)? Brodsky was registered with Dinosaur Financial Group, L.L.C. in New York, New York from 2014 to 2016.

In August 2019, FINRA barred Brodsky after he “consented to the sanction and to the entry of findings that he provided a partial, but incomplete, response to FINRA’s request for documents and information, requested by FINRA in connection with its review of his outside business activities.”

Brodsky has been the subject of one customer complaint in 2020, according to his CRD report:

October 2020. “From 8/15 through 12/15 claimant made investments in a private placement of Concord Group Holdings which claimant alleges was a Ponzi scheme.” The customer is seeking $800,000 in damages and the case is currently pending. The complaint was regarding private placements. 

Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Dinosaur Financial Group, L.L.C. may be liable for investment or other losses suffered by Brodsky’s customers.

Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.