How to Bring a Claim Against Fidelity Brokerage Services LLC Broker Gage Dahmann
Posted on Wednesday, December 2nd, 2020 at 8:41 pm
Were you the victim of Fidelity Brokerage Services LLC broker Gage Dahmann (CRD# 2849989)? Dahmann has been registered with Fidelity Brokerage Services LLC in Austin, Texas since 2013.
Dahmann has been the subject of one customer complaint, according to his CRD report:
August 2020. “Customer alleged that the registered representative recommended a managed product that was not in line with the customer’s risk tolerance.” The customer is seeking $316,670 in damages and the case is currently pending. The complaint was regarding managed accounts and took place while Dahmann was registered with Fidelity Brokerage Services LLC.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Fidelity Brokerage Services LLC may be liable for investment or other losses suffered by Dahmann’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If and have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.