Former OneAmerica Securities, Inc. Broker Dustin Ward Faces Real Estate Investment Loss Comlaints
Posted on Monday, January 10th, 2022 at 8:34 pm
Erez Law is currently investigating former OneAmerica Securities, Inc. broker Dustin Ward (CRD# 4686912) regarding real estate investment losses. Dustin Ward has been registered with Woodbury Financial Services, Inc. in St. Louis, Missouri since 2019. Previously, Dustin Ward was registered with Questar Asset Management, Inc. in St. Louis, Missouri and with Questar Capital Corporation in St. Louis, Missouri from 2017 to 2019 and with OneAmerica Securities, Inc. in St Louis, Missouri from 2006 to 2017.
Dustin Ward Real Estate Investment Losses
Dustin Ward has been the subject of two customer complaints in 2021, according to his CRD report:
October 2021. “Customer alleges representative recommended an unsuitable real estate investment trust in 2013.” The customer is seeking $50,000 in damages and the case is currently pending. The complaint was regarding real estate securities and took place while Dustin Ward was registered with OneAmerica Securities, Inc.
October 2021. “Customers allege representative recommended an unsuitable real estate investment trust in late 2015.” The customer is seeking $100,000 in damages and the case is currently pending. The complaint was regarding real estate securities and took place while Dustin Ward was registered with OneAmerica Securities, Inc.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, OneAmerica Securities, Inc. may be liable for investment or other losses suffered by Dustin Ward’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.