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Did You Lose Money Investing with Newbridge Securities Corporation Financial Advisor Jesse Krapf?

Posted on Thursday, January 31st, 2019 at 8:58 pm    

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Erez Law is currently investigating Newbridge Securities Corporation financial advisor Jesse Krapf (CRD# 5467277) regarding investment losses. Krapf has been registered with Newbridge Securities Corporation in New York, New York 2016. Previously, Krapf was registered with the following brokerage firms:

  • Columbus Advisory Group, Ltd. in New York, New York (01/29/2015 – 03/25/2015)
  • Legend Securities, Inc. in New York, New York (02/19/2014 – 01/22/2015)
  • Iaa Financial Llc in Melville, New York (07/19/2013 – 03/12/2014)
  • C.K. Cooper & Company, Inc. in Irvine, California (10/18/2012 – 07/01/2013)

Krapf has been the subject of one customer complaint, according to his CRD report:

October 2018. “Claimant alleges negligence and breach of fiduciary duty.” The customer is seeking $500,000 in damages and the case is currently pending. This case is regarding common and preferred stocks.

Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Newbridge Securities Corporation may be liable for investment or other losses suffered by Krapf’s customers.

Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If and have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.