Can I Recover Losses from Triad Advisors LLC Broker Darrin Cohen?
Posted on Monday, August 9th, 2021 at 6:14 pm
There are options for customers of Triad Advisors LLC broker Darrin Cohen (CRD# 2488435) who suffered investment losses. Cohen has been registered with Triad Advisors LLC in Alpharetta, Georgia since 2014, with Red Triangle, LLC in Charleston, South Carolina since 2016, and with Wealth Enhancement & Preservation in Alpharetta, Georgia since 2014.
Cohen has been the subject of two customer complaints in 2020, according to his CRD report:
March 2020. “Claimants allege unsuitable investments.” The customer is seeking $400,000 in damages and the case is currently pending. The complaint was regarding real estate securities and direct investments and took place while Cohen was registered with Triad Advisors LLC.
March 2020. “Claimants allege unsuitability with respect to multiple alternative investments, including those purchased in 2015.” The customer is seeking $200,000 in damages and the case is currently pending. The complaint was regarding real estate securities and direct investments and took place while Cohen was registered with Triad Advisors LLC.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Triad Advisors LLC may be liable for investment or other losses suffered by Cohen’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.