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Options for Customers Who Suffered Losses Due to Recommendations by KCD Financial, Inc. Broker Christopher Fess

Posted on Wednesday, October 28th, 2020 at 11:22 am    

KCD Financial

Were you the victim of KCD Financial, Inc. broker Christopher Fess (CRD# 1335361)? Fess has been registered with KCD Financial, Inc. in Frisco, Texas since 2004. 

Fess has been the subject of five customer complaints between 2002 and 2020, one of which was denied, according to his CRD report. Past complaints were regarding suitability and variable annuities concerns. The most recent complaint is regarding: 

June 2020. “Unsuitable & illiquid investments.” The case is currently pending. The complaint was regarding real estate securities and took place while Fess was registered with KCD Financial, Inc. 

Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, KCD Financial, Inc. may be liable for investment or other losses suffered by Fess’ customers.

Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If and have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.