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Former Aegis Capital Corp. Broker Christopher Callagy Investment Loss Options

Posted on Tuesday, November 23rd, 2021 at 12:56 am    

Aegis Capital Corp.

Erez Law is interested in speaking with investors who may have suffered losses due to investments with former Aegis Capital Corp. broker Christopher Callagy (CRD# 1688999). Christopher Callagy has been registered with Revere Securities LLC in New York, New York since 2020. Previously, Christopher Callagy was registered with Aegis Capital Corp. in New York, New York from 2017 to 2020 and with Oppenheimer & Co. Inc. in New York, New York from 2013 to 2017.

In November 2019, Christopher Callagy was suspended when he “failed to comply with an arbitration award or settlement agreement or to satisfactorily respond to a FINRA request to provide information concerning the status of compliance.”

Christopher Callagy Faces Customer Complaint for Poor Performance

Christopher Callagy has been the subject of six customer complaints between 2005 and 2021, according to his CRD report. The most recent complaint was regarding:

January 2021. “March 2019 to December 2019. Client alleges poor performance.” The customer is seeking $180,000 in damages and the case is currently pending. The complaint took place while Christopher Callagy was registered with Aegis Capital Corp.

Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Aegis Capital Corp. may be liable for investment or other losses suffered by Christopher Callagy’s customers.

Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.