How to Bring a Claim Against D.H. Hill Securities, LLLP Financial Advisor Charles Stevens
Posted on Tuesday, July 24th, 2018 at 1:54 pm
There are options for customers of D.H. Hill Securities, LLLP broker Charles Stevens (CRD# 1698058) who suffered investment losses. Stevens was registered with D.H. Hill Securities, LLLP in St. Augustine, Florida from 2006 to February 2020
Stevens has been the subject of five customer complaints between 2003 and 2018, according to his CRD report. The recent complaints are regarding real estate investment trusts (REITs) and business development company (BDC) losses and include:
July 2019. “Investments made Sept 2016, allegations include common law fraud, breach of fiduciary duty, negligence, and breach of contract.” The customer is seeking $100,000 in this pending customer complaint. The complaint was regarding REIT losses.
December 2017. “Claimant alleges unsuitable recommendations, breach of fiduciary duty, negligence, failure to supervise and breach of contract during period of 2012 to 2017.” The customer is seeking $150,000 in damages and the case is currently pending. The complaint was regarding REITs and BDCs.
August 2017. “Alleges unsuitable recommendations, breach of fiduciary duty, negligence, and breach of contract, beginning in early 2009.” The case is currently pending. The complaint is regarding variable annuities, REITs and BDCs.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, D.H. Hill Securities, LLLP may be liable for investment or other losses suffered by Stevens’ customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If and have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.