Centaurus Financial, Inc. Broker John Marshall Jr. Investment Losses
Posted on Tuesday, July 9th, 2019 at 8:26 pm
Erez Law is currently investigating Centaurus Financial, Inc. broker John Marshall Jr. (CRD# 2919845) regarding unsuitable investment recommendations. Marshall has been registered with Centaurus Financial, Inc. in Lexington, South Carolina since 2015. Previously, Marshall was registered with J.P. Turner & Company, L.L.C. in Lexington, South Carolina from 2010 to 2015.
Marshall has been the subject of one customer complaint, according to his CRD report:
December 2018. “Customer primarily alleges that the financial advisor recommended unsuitable investments and several other allegations associated therewith from November 30, 2012 through August 30, 2018.” The customer is seeking $336,160 in damages and the case is currently pending. This case was regarding corporate debt and real estate securities. Marshall was employed by J.P. Turner & Company, L.L.C. at the time of the allegations.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Centaurus Financial, Inc. may be liable for investment or other losses suffered by Marshall’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If and have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.