Were you the victim of Independent Financial Group, LLC broker Yong Chang (CRD# 4440739) who is accused of recommending unsuitable REITs? He has been registered with Independent Financial Group, LLC in Seattle, Washington since 2008.
Yong Chang Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
November 2021. “Allege investments were not suitable and were not in line with client’s investment objectives.” The customer is seeking $150,000 in damages and the case is currently pending. The complaint is regarding non-traded real estate investment trusts (REITs).
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Independent Financial Group, LLC may be liable for investment or other losses suffered by Yong Chang’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.