Morgan Stanley broker Yilun Liu (CRD# 6834194) is accused of structured product losses. He has been registered with Morgan Stanley in Irvine, California, since 2022. He was registered with Wells Fargo Clearing Services, LLC in Irvine, California, from 2021 to 2022.
Yilun Liu Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
May 2025. “Claimant alleges, inter alia, that the options trading and structured product investment strategy recommended to him was not in his best interests – Dec 2024 to April 2025.” The customer is seeking $640,000 in damages, and the case is currently pending.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Morgan Stanley may be liable for investment or other losses suffered by Yilun Liu’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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