Were you the victim of former National Securities Corporation broker William Morrison (CRD# 1556786) regarding unsuitable investment recommendations? He has been registered with B. Riley Wealth Management in Oakbrook Terrace, Illinois, since 2019. He was registered with National Securities Corporation in Oakbrook Terrace, Illinois, from 2015 to 2022, and Oppenheimer & Co. Inc. in Chicago, Illinois, from 2012 to 2015.
In December 1989, the state of Michigan revoked his registration after he failed to pay the balance of a renewal fee.
William Morrison Customer Complaints
He has been the subject of two customer complaints between 2003 and 2025, one of which was denied, according to his CRD report:
February 2025. “Claims RR recommended the unsuitable use of margin and over concentration in technology sector.” The customer is seeking $100,000 in damages, and the case is currently pending. The complaint was regarding stock losses, and it took place while he was registered with National Securities Corporation.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, National Securities Corporation may be liable for investment or other losses suffered by William Morrison’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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