Were you the victim of former Independent Financial Group, LLC broker William Isaacson (CRD# 2418034)? He was registered with Peak Brokerage Services, LLC in Boynton Beach, Florida, from 2020 to 2023. Previously, he was registered with Independent Financial Group, LLC in Boynton Beach, Florida, from 2013 to 2020.
William Isaacson Customer Complaints
He has been the subject of two customer complaints between 2020 and 2023, according to his CRD report:
September 2023. “SOC alleges that investment was not suitable.” The customer is seeking $110,000 in damages, and the case is currently pending. The complaint took place while he was registered with Independent Financial Group, LLC, and it was regarding non-traded real estate investment trusts (REITs).
May 2020. “Alleges investments were not suitable.” The customer sought $80,000 in damages, and the case was settled for $10,000. The complaint took place while he was registered with Independent Financial Group, LLC, and it was regarding direct investment losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Independent Financial Group, LLC may be liable for investment or other losses suffered by William Isaacson’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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