There are options for clients of Advisory Group Equity Services Ltd. broker W. Warren Gerety (CRD# 2662678) who suffered investment losses. Gerety has been registered with Advisory Group Equity Services Ltd. in Rye, New Hampshire since 2010.
Gerety has been the subject of one customer complaint, according to his CRD report:
April 2021. “In 2016 client invested $100,000 in a natural gas investment with tax advantages. In 2017 client invested $2,000,000 in a diversified portfolio of alternative investments.” The customer is seeking $999,999 in damages and the case is currently pending. The complaint was regarding debt-asset backed investment, corporate debt, direct investments, oil and gas investments, and real estate securities.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Advisory Group Equity Services Ltd. may be liable for investment or other losses suffered by Gerety’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.