Were you the victim of LPL Financial LLC broker Vincent Pallitto Jr. (CRD# 3236328)? He has been registered with LPL Financial LLC in Florham Park, New Jersey, since 2000.
Vincent Pallitto Jr. Customer Complaints
He has been the subject of two customer complaints between 2000 and 2024, according to his CRD report. The most recent complaint was regarding:
January 2024. “Customer alleges that an investment made in 2014 was inappropriate for the customer’s investment objectives and risk tolerance.” The case is currently pending. The complaint was regarding real estate investment losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, LPL Financial LLC may be liable for investment or other losses suffered by Vincent Pallitto Jr.’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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