There are options for clients of former Aegis Capital Corp. broker Vasilos Takos (CRD# 2500839) who suffered investment losses. He has been registered with Dominari Securities LLC in Garden City, New York, since 2024. He was registered with Aegis Capital Corp. in Garden City, New York, from 2017 to 2024, and National Securities Corporation in Mineola, New York, from 2007 to 2017.
Vasilos Takos Customer Complaints
He has been the subject of five customer complaints between 1997 and 2025, one of which was closed without action, according to his CRD report. The most recent complaints are regarding:
October 2025. “Time frame: Unspecified. Customers allege breach of fiduciary duty, unsuitable investments, material misrepresentations, material omissions, breach of FINRA rules and breach of contract on the part of Registered Representative in relation to the customers’s investments.” The case is currently pending. The complaint was regarding private placement losses, and it took place while he was registered with Aegis Capital Corp.
July 2025. “A former customer of Registered Representative alleges damages arising from Registered Representative’s “unsuitable investment advice, misrepresentation and breach of FINRA rules and obligations in relation to [his] investment.” The customer is seeking $200,000 in damages, and the case is currently pending. The complaint was regarding common and preferred stocks, and it took place while he was registered with Aegis Capital Corp.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Aegis Capital Corp. may be liable for investment or other losses suffered by Vasilos Takos’ customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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