Were you the victim of LPL Financial LLC and Benedict Financial Advisors, Inc. broker Travis James (CRD# 4297837)? He has been registered with LPL Financial LLC in Atlanta, Georgia, since 2002, and Benedict Financial Advisors, Inc. in Atlanta, Georgia, since 2004.
Travis James Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
October 2024. “Customer alleges representative failed to follow instructions. Time period: 2017-2023.” The case is currently pending. The complaint took place while he was registered with LPL Financial LLC.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, LPL Financial LLC may be liable for investment or other losses suffered by Travis James’ customers.Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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