Can you recover losses due to investments with Raymond James Financial Services, Inc. broker Travis Alexander (CRD# 5504338)? He was registered with Raymond James Financial Services, Inc. in Long Beach, California, from 2016 to 2024.
Travis Alexander Customer Complaints
He has been the subject of three customer complaints between 2015 and 2024, one of which was denied, according to his CRD report:
November 2024. “Plaintiff alleges investing in a real estate investment based on FAs’ misrepresentations.” The customer is seeking $282,434.75 in damages, and the case is currently pending. The complaint was regarding direct investments, and it took place while he was registered with Raymond James Financial Services, Inc.
November 2024. “Plaintiffs allege investing in a real estate investment based on FAs’ misrepresentations.” The customer is seeking $282,537.50 in damages, and the case is currently pending. The complaint was regarding direct investments, and it took place while he was registered with Raymond James Financial Services, Inc.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Raymond James Financial Services, Inc. may be liable for investment or other losses suffered by Travis Alexander’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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