Todd Bailey Customer Complaints
He has been the subject of one customer complaint in 2022, according to his CRD report:
September 2022. “Client alleges tax implications due to sale of a stock.” The customer sought $350,000 in damages, and the case was settled for $240,000. The complaint was related to common and preferred stock losses.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Cambridge Investment Research, Inc. may be liable for investment or other losses suffered by Todd Bailey’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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