Erez Law is currently investigating Emerson Equity LLC Broker Timothy Brown (CRD# 1663519) regarding unsuitable investment recommendations. He has been registered with Willow Cove Investment Group, Inc. in Winneconne, Wisconsin, since 2025. He was registered with Emerson Equity LLC in Encinitas, California, from 2016 to 2024, and Newbridge Securities Corporation in Cardiff, California, from 2013 to 2016.
Timothy Brown Customer Complaints
He has been the subject of three customer complaints between 2023 and 2025, according to his CRD report:
August 2025. “Unsuitable Investment Recommendations, Failure of Due Diligence and Misrepresentations, Failure to Supervisory, Violation of FINRA Rule 3240.” The customer is seeking $100,000 in damages, and the case is currently pending. The complaint was regarding alternative investment losses, and it took place while he was registered with Newbridge Securities Corporation.
July 2023. “Breach of contract, negligence, fraud and failure to supervise.” The case was settled for $250,000. The complaint was regarding alternative investment losses, and it took place while he was registered with Newbridge Securities Corporation.
May 2023. “Breach of Fiduciary Duty and Negligence.” The case was settled for $25,000. The complaint was regarding corporate debt, and it took place while he was registered with Emerson Equity LLC.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Emerson Equity LLC may be liable for investment or other losses suffered by Timothy Brown’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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