Former Morgan Stanley broker Tiffany Keigley (CRD# 4507001) was barred by FINRA. She was registered with Morgan Stanley in Tulsa, Oklahoma, from 2009 to 2024, when he was terminated regarding, “Allegations regarding the distribution of funds from a client’s account for the registered representative’s benefit.”
In July 2025, the Oklahoma Department of Securities barred him following allegations that “Beginning in or before July 2017 and continuing until October 2024, Respondent used a client’s individual brokerage account with cash management services to pay certain personal expenses of Respondent and her family without the client’s knowledge or authorization.” The agency found that his unauthorized disbursements from the client’s account exceeded $108,440.20.
Also in July 2025, FINRA barred him after he “consented to the sanction and to the entry of findings that she refused to produce documents requested by FINRA during the course of a matter originated from a Form U5 submitted by her member firm that stated that it had discharged her due to the distribution of funds from a client’s account for the registered representative’s benefit. The findings stated that although Keigley produced information and some documents in response to FINRA’s request, she failed to produce other documents that it had requested.
Tiffany Keigley Customer Complaints
She has been the subject of one customer complaint, according to her CRD report:
November 2024. “Client has alleged that client service associate used client’s account to pay bills and to make various cash transfers to, or for the benefit of, the client service associate, without the client’s permission, 2018-2024.” The case was settled for $108,440.20. The complaint was regarding a cash management account.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Morgan Stanley may be liable for investment or other losses suffered by Tiffany Keigley’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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