Were you the victim of Lincoln Financial Advisors Corporation broker Thomas Shopa Jr. (CRD# 4182416)? He has been registered with Equitable Advisors, LLC in Wilmington, Delaware, since 2024. He was registered with Lincoln Financial Advisors Corporation in Berwyn, Pennsylvania, from 2008 to 2024.
Thomas Shopa Jr. Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
September 2025. “Allegations include a substantial drop in portfolio value and unsuitable recommendation and sale of a variable annuity and REIT from 2014 to 2024.” The customer is seeking $2,200,000 in damages, and the case is currently pending. The complaint was regarding real estate securities, and it took place while he was registered with Lincoln Financial Advisors Corporation.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, Lincoln Financial Advisors Corporation may be liable for investment or other losses suffered by Thomas Shopa Jr.’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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