Were you the victim of former M Holdings Securities, Inc. broker Thomas Rapp (CRD# 1792438)? He has been registered with Raymond James Financial Services, Inc. in Fort Lauderdale, Florida, since 2025. He was registered with M Holdings Securities, Inc. in Fort Lauderdale, Florida, from 2004 to 2025.
Thomas Rapp Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
December 2024. “Client alleges the registered representative failed to exercise reasonable care and diligence in the sale of a Fixed Universal Life Insurance policy, including alleged failure to disclose the characteristics, costs and pricing of the policy. Policy signed 10/27/2021.” The customer is seeking $1,234,482.59 in damages, and the case is currently pending.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, M Holdings Securities, Inc. may be liable for investment or other losses suffered by Thomas Rapp’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
"*" indicates required fields
