UBS Financial Services Inc. broker Stephen White (CRD# 3052632) is accused of unsuitable investment recommendations. He has been registered with Rockefeller Financial LLC in Los Angeles, California, since 2021, Rockefeller Capital Management in Hailey, Idaho, since 2025, and Rockefeller Capital Management in Hailey, Idaho, since 2021. He was registered with UBS Financial Services Inc. in Los Angeles, California, from 2008 to 2021.
Stephen White Customer Complaints
He has been the subject of one customer complaint, according to his CRD report
December 2025. “Time Frame: November 1st, 2019 to October 11th, 2021 What were the allegations against the individual – The client’s attorney alleges financial advisor did not act in the client’s best interest, unsuitable recommendations and made various misrepresentations. The client’s attorney further alleges that the financial advisor failed to disclose outside business activities within the meeting of FINRA Rules.” The case is currently pending.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, BS Financial Services Inc. may be liable for investment or other losses suffered by Stephen White’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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