Erez Law is interested in speaking with investors who may have suffered losses due to investments with J.P. Morgan Securities LLC broker Shmuel Maya (CRD# 6043845). He has been registered with Insigneo Securities, LLC in Aventura, Florida, from 2023 to 2024, and J.P. Morgan Securities LLC in Aventura, Florida, from 2012 to 2023.
Shmuel Maya Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
November 2015. “Client, through counsel, alleges unsuitable investment recommendations in Managed Account. Activity dates December 6, 2017 to December 6, 2017.” The customer is seeking $200,000 in damages, and the case is currently pending. The complaint was regarding a managed account, and it took place while he was registered with J.P. Morgan Securities LLC.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, J.P. Morgan Securities LLC may be liable for investment or other losses suffered by Shmuel Maya’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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