There are options for customers of M. S. Howells & Co. broker Seth Waltman (CRD# 4681412) who suffered from variable annuity investment losses. He has been registered with M. S. Howells & Co. in Watkinsville, Georgia since 2016 and Eudaimonia Partners, LLC in Athens, Georgia since 2016. Previously, he was registered with Wells Fargo Advisors Financial Network, LLC in Athens, Georgia from 2011 to 2016.
Seth Waltman Customer Complaints
He has been the subject of two customer complaints between 2014 and 2022, according to his CRD report. The most recent complaint was regarding:
July 2022. “[Redacted] alleges that he did not authorize Seth Waltman, registered representative, to reallocate his variable annuity sub-accounts in March 2020.” The customer is seeking $318,167.80 in damages and the case is currently pending. The complaint took place while he was registered with M. S. Howells & Co.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, FIRM may be liable for investment or other losses suffered by Seth Waltman’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
"*" indicates required fields