There are options for customers of NYLIFE Securities LLC broker Seth Bassin (CRD# 6143779) who suffered variable annuity investment losses. He has been registered with NYLIFE Securities LLC in Saddle Brook, New Jersey since 2013 and with Eagle Strategies LLC in Saddle Brook, New Jersey since 2018.
Seth Bassin Customer Complaints
He has been the subject of one customer complaint, according to his CRD report:
May 2022. “Customer alleges that she was not informed of the tax consequences resulting from the July 2021 transfer of the proceeds from her Variable Annuity at another Firm to a managed account with Eagle Strategies.” The case is currently pending.
Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, NYLIFE Securities LLC may be liable for investment or other losses suffered by Seth Bassin’s customers.
Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.
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