Former LPL Financial LLC Broker Scott Bremus Accused of Selling Away

LPL Financial LLC

Were you the victim of former LPL Financial LLC broker Scott Bremus (CRD# 4073006) who is accused of selling away? He was registered with LPL Financial LLC in Dacula, Georgia from 2016 to 2021. In October 2016, he was terminated from LPL Financial LLC regarding: “Facilitated private securities transactions without Firm approval.”

Scott Bremus Customer Complaints

Scott Bremus has been the subject of two customer complaints between 2008 and 2009, one of which was denied, according to his CRD report.

Pursuant to FINRA Rules, member firms are responsible for supervising a broker’s activities during the time the broker is registered with the firm. Therefore, LPL Financial LLC may be liable for investment or other losses suffered by Scott Bremus’ customers.

Erez Law represents investors in the United States for claims against brokers and brokerage firms for wrongdoing. If you have experienced investment losses, please call us at 888-840-1571 or complete our contact form for a free consultation. Erez Law is a nationally recognized law firm representing individuals, trusts, corporations and institutions in claims against brokerage firms, banks and insurance companies on a contingency fee basis.

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Author: Jeffrey Erez

The founder of Erez Law, Jeffrey Erez, focuses exclusively on securities arbitration and litigation. Mr. Erez passionately believes in representing aggrieved investors and obtaining justice for his clients through litigation.